Position details
SENIOR COMPLIANCE OFFICER
Location
Salary
Posted on
Reference
Salary
Posted on
Reference
Leeds
£50000 - £60000 22/09/2026
NJR17013
£50000 - £60000 22/09/2026
NJR17013
DESCRIPTION
Senior Compliance Policy Officer
Leeds
£50,000 - £60,000
NJR Recruitment is delighted to be working with a highly respected independent investment management and stockbroking firm, who are looking to appoint an experienced Senior Compliance Policy Officer to join their dedicated Compliance team.
This is a high-profile, business-critical position offering the opportunity to take ownership of the firm\'s compliance policy framework, advise senior stakeholders and play a key role in shaping how regulatory change is understood and embedded across the organisation.
What\'s involved?
You\'ll be at the heart of the firm\'s regulatory and policy activity, with responsibility for:
\" Owning and developing the compliance policy framework
\" Leading regulatory horizon scanning and identifying upcoming changes
\" Advising senior stakeholders and providing expert regulatory guidance
\" Preparing regulatory updates and impact assessments
\" Supporting the implementation of key policy and financial crime controls
\" Working closely with senior leadership, governance bodies and external stakeholders
\" Helping ensure regulatory requirements are translated into practical, commercially focused solutions
\" Playing a key role in maintaining a strong culture of compliance across the business
What are we looking for?
We\'re looking for someone who can operate confidently at a senior level and bring strong technical knowledge together with excellent stakeholder management skills.
You\'ll ideally have:
\" 3+ years\' compliance experience within investment management, stockbroking or financial services
\" CISI Level 3 as a minimum
\" Strong knowledge of the FCA Handbook, MiFID II, MAR, SMCR and AML
\" Experience advising Executive Boards and/or senior leadership on regulatory matters
\" Proven experience developing and embedding compliance policies
\" The ability to interpret complex regulation and turn it into practical business solutions
\" Excellent communication, influencing and analytical skills
\" A proactive approach to regulatory change and horizon scanning
\" High levels of integrity and attention to detail
\" A CISI Level 6 Compliance Diploma or equivalent would be advantageous, although support is available for the successful candidate to achieve this.
What\'s on offer?
This isn\'t simply another compliance role.
You\'ll have the opportunity to take ownership of a key area of the firm\'s regulatory framework, work directly with senior stakeholders and influence how the business responds to future regulatory change.
Alongside this, you\'ll benefit from:
\" Hybrid working after a settling in period
\" Typical hours of 8am-4.30pm / 8.30am-5pm
\" Support towards industry-standard qualifications
\" A collaborative and inclusive working environment
\" Genuine opportunities to develop your career within a growing financial services business
\" Pension Scheme
\" Private Health Insurance
\" Death in Service cover
\" Enhanced Family Leave
Interested in finding out more?
If you\'re an experienced Compliance Officer, Compliance Manager or Compliance Policy specialist looking for a role with greater ownership, visibility and influence, we\'d love to hear from you.
Apply now or contact NJR Recruitment for a confidential conversation quoting NJR17013
Leeds
£50,000 - £60,000
NJR Recruitment is delighted to be working with a highly respected independent investment management and stockbroking firm, who are looking to appoint an experienced Senior Compliance Policy Officer to join their dedicated Compliance team.
This is a high-profile, business-critical position offering the opportunity to take ownership of the firm\'s compliance policy framework, advise senior stakeholders and play a key role in shaping how regulatory change is understood and embedded across the organisation.
What\'s involved?
You\'ll be at the heart of the firm\'s regulatory and policy activity, with responsibility for:
\" Owning and developing the compliance policy framework
\" Leading regulatory horizon scanning and identifying upcoming changes
\" Advising senior stakeholders and providing expert regulatory guidance
\" Preparing regulatory updates and impact assessments
\" Supporting the implementation of key policy and financial crime controls
\" Working closely with senior leadership, governance bodies and external stakeholders
\" Helping ensure regulatory requirements are translated into practical, commercially focused solutions
\" Playing a key role in maintaining a strong culture of compliance across the business
What are we looking for?
We\'re looking for someone who can operate confidently at a senior level and bring strong technical knowledge together with excellent stakeholder management skills.
You\'ll ideally have:
\" 3+ years\' compliance experience within investment management, stockbroking or financial services
\" CISI Level 3 as a minimum
\" Strong knowledge of the FCA Handbook, MiFID II, MAR, SMCR and AML
\" Experience advising Executive Boards and/or senior leadership on regulatory matters
\" Proven experience developing and embedding compliance policies
\" The ability to interpret complex regulation and turn it into practical business solutions
\" Excellent communication, influencing and analytical skills
\" A proactive approach to regulatory change and horizon scanning
\" High levels of integrity and attention to detail
\" A CISI Level 6 Compliance Diploma or equivalent would be advantageous, although support is available for the successful candidate to achieve this.
What\'s on offer?
This isn\'t simply another compliance role.
You\'ll have the opportunity to take ownership of a key area of the firm\'s regulatory framework, work directly with senior stakeholders and influence how the business responds to future regulatory change.
Alongside this, you\'ll benefit from:
\" Hybrid working after a settling in period
\" Typical hours of 8am-4.30pm / 8.30am-5pm
\" Support towards industry-standard qualifications
\" A collaborative and inclusive working environment
\" Genuine opportunities to develop your career within a growing financial services business
\" Pension Scheme
\" Private Health Insurance
\" Death in Service cover
\" Enhanced Family Leave
Interested in finding out more?
If you\'re an experienced Compliance Officer, Compliance Manager or Compliance Policy specialist looking for a role with greater ownership, visibility and influence, we\'d love to hear from you.
Apply now or contact NJR Recruitment for a confidential conversation quoting NJR17013
Apply Now
