Position details
PARAPLANNER
Location
Salary
Posted on
Reference
Salary
Posted on
Reference
Birmingham
£32000 - £40000 22/04/2025
NJR15637
£32000 - £40000 22/04/2025
NJR15637
DESCRIPTION
Paraplanner
Up to 40,000
Birmingham
Our client, a privately owned firm who offer independent financial advice to both corporate and private clients is currently looking for a Paraplanner to join their team. The successful candidate will ensure adherence to both the Financial Conduct Authority\'s (FCA) and the firm\'s internal Training and Competence (T&C) regimes. This critical role involves ensuring that staff have the necessary knowledge, skills, and competences to provide accurate and compliant information regarding investment products, services, and ancillary services.
Key Responsibilities:
\" Ensure all dealings with customers are carried out in a professional and courteous manner
\" Undertake sufficient product and market research
\" Ensure all supporting documentation is maintained as per company procedures
\" Maintain all standards of performance as required by the firm
\" Ensure relevant CPD is maintained and recorded accurately
\" Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times
\" Comply with the relevant compliance, TCF, T&C, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the firm at all times
\" Keep up to date with all relevant product, legislative and technical changes, as required
\" Always follow appropriate ethical standards within the firm
Paraplanner
\" Receiving instructions during debriefings from advisers following client meetings
\" Interpreting data obtained by advisers during client meetings
\" Analysing data and using research tools to provide solutions to meet client needs and objectives
\" Providing records to support research undertaken
\" Consolidation of client needs and objectives, together with the recommendations and course of action in a written format via a suitability letter, client specific illustration and key feature document
\" Carrying out all tasks in a manner consistent with compliance procedures
\" Preparation of existing client files ready for reviews
\" Ensuring all client files are compliant on an ongoing basis
\" Produce Suitability reports as required by the Managing Director /Practice & Compliance Director
\" Producing ad-hoc (non standard) and standard letters in response to customer/provider queries
\" Checking client Valuations and Summaries as required by the Administration Manager
\" Obtaining life, investment and pension quotations using research tools
\" Presenting quotations to advisers along with relevant data and documents required for the advice to be provided
\" Understand and produce reports for the research software used in the business e.g. Aequos, Morningstar, Selecta pension, Allen bridge, Voyant & Dynamic Planner
\" Have a comprehensive understanding of the IO back-office system and how it is integral to our business
\" Have working knowledge of submission of online applications and processing of \"paper based\" applications for life, investment and pensions business
\" Running comprehensive diary and notes system for each piece of business whether it is new business, increments or any policy variations
\" Have working knowledge of platform and non-platform-based investment and pension products including SIPPs and SSASs
\" Have a working knowledge of the products and services provided by Elevation Estate Planning Ltd
\" Monitor the performance of the DFM\'s as directed by the Practice & Compliance Director
\" Undertake project / client work as directed by the Managing Director/ Operations and Compliance Managers.
Skills and Knowledge
\" The requisite knowledge for the role being undertaken
\" Be working to / maintaining basic administration, technical knowledge and qualifications for the job role
\" Detailed knowledge and understanding of the firm\'s administration and client service requirements
\" Understanding of the provision of advice to clients in a compliant manner as detailed in the firm\'s compliance manual and procedures
If you are looking for your next opportunity then apply online or for further information, speak to one of our specialist consultants quoting refence NJR-15637
Up to 40,000
Birmingham
Our client, a privately owned firm who offer independent financial advice to both corporate and private clients is currently looking for a Paraplanner to join their team. The successful candidate will ensure adherence to both the Financial Conduct Authority\'s (FCA) and the firm\'s internal Training and Competence (T&C) regimes. This critical role involves ensuring that staff have the necessary knowledge, skills, and competences to provide accurate and compliant information regarding investment products, services, and ancillary services.
Key Responsibilities:
\" Ensure all dealings with customers are carried out in a professional and courteous manner
\" Undertake sufficient product and market research
\" Ensure all supporting documentation is maintained as per company procedures
\" Maintain all standards of performance as required by the firm
\" Ensure relevant CPD is maintained and recorded accurately
\" Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times
\" Comply with the relevant compliance, TCF, T&C, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the firm at all times
\" Keep up to date with all relevant product, legislative and technical changes, as required
\" Always follow appropriate ethical standards within the firm
Paraplanner
\" Receiving instructions during debriefings from advisers following client meetings
\" Interpreting data obtained by advisers during client meetings
\" Analysing data and using research tools to provide solutions to meet client needs and objectives
\" Providing records to support research undertaken
\" Consolidation of client needs and objectives, together with the recommendations and course of action in a written format via a suitability letter, client specific illustration and key feature document
\" Carrying out all tasks in a manner consistent with compliance procedures
\" Preparation of existing client files ready for reviews
\" Ensuring all client files are compliant on an ongoing basis
\" Produce Suitability reports as required by the Managing Director /Practice & Compliance Director
\" Producing ad-hoc (non standard) and standard letters in response to customer/provider queries
\" Checking client Valuations and Summaries as required by the Administration Manager
\" Obtaining life, investment and pension quotations using research tools
\" Presenting quotations to advisers along with relevant data and documents required for the advice to be provided
\" Understand and produce reports for the research software used in the business e.g. Aequos, Morningstar, Selecta pension, Allen bridge, Voyant & Dynamic Planner
\" Have a comprehensive understanding of the IO back-office system and how it is integral to our business
\" Have working knowledge of submission of online applications and processing of \"paper based\" applications for life, investment and pensions business
\" Running comprehensive diary and notes system for each piece of business whether it is new business, increments or any policy variations
\" Have working knowledge of platform and non-platform-based investment and pension products including SIPPs and SSASs
\" Have a working knowledge of the products and services provided by Elevation Estate Planning Ltd
\" Monitor the performance of the DFM\'s as directed by the Practice & Compliance Director
\" Undertake project / client work as directed by the Managing Director/ Operations and Compliance Managers.
Skills and Knowledge
\" The requisite knowledge for the role being undertaken
\" Be working to / maintaining basic administration, technical knowledge and qualifications for the job role
\" Detailed knowledge and understanding of the firm\'s administration and client service requirements
\" Understanding of the provision of advice to clients in a compliant manner as detailed in the firm\'s compliance manual and procedures
If you are looking for your next opportunity then apply online or for further information, speak to one of our specialist consultants quoting refence NJR-15637
Apply Now
